Category Archives: Equity and Derivatives

Volcker Rule

                                                               Volcker rule Most o people in banking world would have heard this term and the below pictures also gives  some hint about this topic. After 2008 crash there are lots of reforms in US financial world to avoid recession … Continue reading

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Shares Registrar or Stock Transfer Agent

In my earlier post, I discussed about Share Registrar and this article will focus on how investor’s shares are handled in share issuer’s book. Just assume, you are making your own company as public limited company and many people buying your … Continue reading

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Risk Management – OTC Derivatives

Risk Management – Over the Counter (OTC) Derivatives Banks hold the loans and mortgages once they are originated.  Banks now handle billions and billions of money in derivative products. The growing volume of derivative markets across the globe and also … Continue reading

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Shanghai Hong Kong Connect – SHC

This is one of the initiative which I worked last year  and this one was pretty good learning. Let me give an overview this project and this is the first time China opening up the A-shares to foreigners. Because of … Continue reading

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Clearing arrangements!!

Today I like to say few things about clearing. Clearing is an area which I started to work recently and when I started to work I had few basic doubts about various account in clearing like position account, house account, … Continue reading

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How securities trading and settlement works?

How securities trading and settlement works? When I started working with my cash equity implementation I had numerous questions in my mind, especially how shares are transferred between two parties, how book keeping works, margining, and also how delivery vs … Continue reading

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Bloomberg EMS Integration – OMS

Order Management system(OMS) is the heart of front office system for any financial institutions. I got a  chance to build/design it for a leading financial institution. Prior to this implementation I had only basic knowledge on how share trading works … Continue reading

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