Category Archives: Equity and Derivatives
Volcker Rule
Volcker rule Most o people in banking world would have heard this term and the below pictures also gives some hint about this topic. After 2008 crash there are lots of reforms in US financial world to avoid recession … Continue reading
Shares Registrar or Stock Transfer Agent
In my earlier post, I discussed about Share Registrar and this article will focus on how investor’s shares are handled in share issuer’s book. Just assume, you are making your own company as public limited company and many people buying your … Continue reading
Risk Management – OTC Derivatives
Risk Management – Over the Counter (OTC) Derivatives Banks hold the loans and mortgages once they are originated. Banks now handle billions and billions of money in derivative products. The growing volume of derivative markets across the globe and also … Continue reading
Shanghai Hong Kong Connect – SHC
This is one of the initiative which I worked last year and this one was pretty good learning. Let me give an overview this project and this is the first time China opening up the A-shares to foreigners. Because of … Continue reading
Clearing arrangements!!
Today I like to say few things about clearing. Clearing is an area which I started to work recently and when I started to work I had few basic doubts about various account in clearing like position account, house account, … Continue reading
How securities trading and settlement works?
How securities trading and settlement works? When I started working with my cash equity implementation I had numerous questions in my mind, especially how shares are transferred between two parties, how book keeping works, margining, and also how delivery vs … Continue reading
Bloomberg EMS Integration – OMS
Order Management system(OMS) is the heart of front office system for any financial institutions. I got a chance to build/design it for a leading financial institution. Prior to this implementation I had only basic knowledge on how share trading works … Continue reading
Kalaimathi Shankar
Shankar Muthu 